Information about SEBI Registration
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Name of Investment Adviser as registered with SEBI: Kanika Kunal Shah
Type of Registration: Individual
Registration Number: INA000012537
Validity of registration: Valid till suspended or canceled with SEBI
BASL Membership ID: 1085
Address: 602 Sangam B, S. V. Road, Santacruz West, Mumbai 400054
Mobile #: +91 99871 80781
Email Id: kanikakshah@yahoo.com
Corresponding SEBI office address: SEBI, Plot No. C4-A, ‘G’ Block, BKC, Bandra (East), Mumbai 400051
Disclaimers:
– Registration granted by SEBI, membership of BSE Administration & Supervision Ltd. (BASL) and certification from National Institute of Securities Market (NISM) in no way guarantee performance of the intermediary or provide any assurance of returns to investors.
– Investments in securities market are subject to market risks. Read all the related documents carefully before investing.
Information on Annual Compliance Audit
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Disclosure with respect to compliance with annual compliance audit requirement under Regulation 19(3) of SEBI (Investment Advisers) Regulations, 2013 are as under:
| Sr. No | Financial Year | Compliance Audit Status | Comments |
| 1 | FY22-23 | Conducted | No adverse remarks |
| 2 | FY21-22 | Conducted | No adverse remarks |
| 3 | FY20-21 | Conducted | No adverse remarks |